Forensic Accounting Expert & FINRA Sanctions

FINRA has sanctioned eight firms for selling fraudulent private placements.  Forensic accounting expert Gordon Yale is quoted in Investment News regarding the firms’ “sloppy” due diligence.  The financial expert is the principal of Yale & Company, a Denver-based forensic accounting and financial consulting firm specializing in securities fraud and professional negligence matters. A former securities analyst, Yale has served as a special investigative consultant to the SEC and the states of Colorado and Hawaii.

About Karen Olson

Information Professional with twenty years experience in legal, public record, and business research. Fifteen years law firm experience.

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